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Securities License Training
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Entertaining sessions you’ll actually enjoy!

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Online – On Your Schedule

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Now Mobile on Your Smartphone, too!

Adviser Test Prep’s online courses have all of the depth of a Live class – available 24/7 – on your computer, laptop, tablet or smartphone. If you like Live classes but simply cannot attend one, our online classes are the next best thing.

You Are In Control

Your fully-illustrated, story-rich video sessions can be stopped, started, paused while you fill your coffee cup, and replayed as many times as you need them.

Have a Question?

Our coaches are available to you by phone or email so, while you won’t be able to shake their hand, your coach will answer your questions as soon as humanly possible.

State of the Art Features

Each course has “bite-size,” engaging sessions that cover every test topic. No “talking heads” – we promise!

A comprehensive, print-at-home outline/workbook provides study charts that add depth to your understanding. You will be able to print the outline from the course, or – because some courses have long outlines – you can order a printed outline sent to your home.

Most importantly, we show you how to attack each question type and show you the test-writer’s tricks so you don’t get caught in their methods! Each course features a final review question session that will prepare you to pass on your first attempt. Be sure to see a complete list of your course features, listed below.

Select Your Course and Start Today!

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What If I Do Not Know The Exam I Need?

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_1″ font_color=”#888888″ font_size=”16″ font_line_height=”1.5″ font_align=”left” margin_divider=”true”]Ask Your Broker-Dealer or Agency Licensing Specialist

Be sure to study for the right exam! Your Broker-Dealer or Agency Licensing Specialist knows which exams are required for the products you will sell.

What If I Do Not Have a Broker-Dealer or Agency?

We work with the finest professionals in the industry. We can refer you to a Broker-Dealer or an Agency in your area that matches your career goals! E-mail us at Coach@advisertestprep.com or phone us at 719-278-3883. Get started today![/mpc_textblock]

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SIE: Securities Industry Essentials Exam

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_103″ font_color=”#0c0c0c”]This exam is the first exam you should conquer. It is required for candidates who want to sell Securities of any kind. Currently, there are no prerequisites to take this exam and candidates do not need to be sponsored by a FINRA member. Study, Schedule, (pay your fee!), and take the exam! Ask if the FINRA member for which you want to work wants you to pass this exam before hiring you.

The exam has 75 questions, 72 percent (54) of which must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate.

Adviser Test Prep’s video course features 31 highly-illustrated video sessions that cover every exam topic. It includes

A comprehensive print-at-home outline
Nearly 16 hours of instruction
Practical examples that “stick in the brain” – through the exam and beyond!
Flash Cards (available soon)
Advanced test-taking strategies
Online/Phone Coaching sessions (See the Adviser Test Prep Guarantee)

In addition, the course features dozens of questions that are “x-rayed” to give you the confidence you want to pass on your first attempt! Be sure to get (and read) a textbook and Q-bank, too.

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Series 6 Top-Off: Investment Company Variable Contract Products Limited Representative Examination

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_103″ font_color=”#0c0c0c”]This exam is required for candidates who want to sell mutual funds and variable annuity products. It is referred to as the “Top-Off Exam” because you must also pass the Securities Industry Essentials Exam (and perhaps Series 63) before you can sell securities. Be sure to check with your FINRA sponsor for exact requirements in your State.

Currently, there are no prerequisites to take this exam, but candidates must be sponsored by a FINRA member, which means you must submit a U-4 form through your sponsoring FINRA member. We recommend that you pass the SIE exam before you take this test.

The exam has 50 questions, 70 percent (35) of which must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate.

Adviser Test Prep’s video course features 27 fully-illustrated video sessions that cover every exam topic. It includes

A comprehensive print-at-home outline,
Flash Cards (available soon)
Advanced test-taking strategies
Phone Coaching sessions (See the Adviser Test Prep Guarantee)

In addition, the course features dozens of questions that are “x-rayed” to give you the confidence you want to pass on your first attempt! Be sure to get and read a Series 6 Study Guide and get access to the practice Exam Review Question Bank.

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Series 7: General Securities Representative Examination

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_103″ font_color=”#0c0c0c”]This exam is required for candidates who want to sell all types of securities, including stocks, bonds, mutual funds, variable annuity products, options, commodities, futures, REITS and more. Currently, there are no prerequisites to take this exam, but candidates must be sponsored by a FINRA member firm.

The exam has 250 questions of which 72 percent of which (180) must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate. The exam is 6 hours in length, and administered in two sessions on the same day (with an hour break between sessions).

Adviser Test Prep’s video course is being built now and will be ready soon. To be the first to know when it is ready, click the button below.[/mpc_textblock]

GET SERIES 7 INFO

Series 26: Investment Company Variable Contract Products Principal Examination

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_103″ font_color=”#0c0c0c”]This exam is required for candidates who want to supervise Series 6 licenses (who sell mutual funds and variable annuity products). To take this exam, a candidate must first pass the Series 6 or Series 7 exam and be sponsored by a FINRA member firm.

The exam has 110 questions of which 70 percent (77) must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate.

Adviser Test Prep’s video course is being built now and will be ready soon. To be the first to know when it is ready, click the button below.[/mpc_textblock]

GET SERIES 26 INFO

Series 63: Uniform Securities Agent State Law Examination

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_103″ font_color=”#0c0c0c”]This exam is required for candidates who want to sell securities in many states. Many states do not require this exam for residents who sell only in their state. However, candidates who sell in multiple states must pass this exam. (Be sure to check your State’s requirements). There is currently no prerequisite to take this exam. However, this exam tests material covered in Series 6 (or Series 7), so we recommend that candidates pass their Series 6 or Series 7 exam first. Candidates must be sponsored by a FINRA member firm to take this exam.

This is a NASAA exam and has 60 questions of which 72 percent (43) must be answered correctly to pass. There are also 5 questions that are “pre-test” questions that do not count for or against the candidate.

Adviser Test Prep’s video course is ready now! To learn more or start in the next 10 minutes, CLICK HERE.

The exam has 110 questions of which 70 must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate.

Adviser Test Prep’s video course is VERY different. If you’ve tried other test prep providers – we probably know them – and we ARE DIFFERENT – by design. Make no mistake: this NAASA exam is short, but challenging. Our course puts all the pieces together so that you can APPLY the test concepts when required. It includes charts, graphs, and test-taking techniques you will not see elsewhere.

In addition, it includes the Adviser Test Prep Guarantee – an industry exclusive. Before you test, you may schedule a 1-hour, online, Custom Coaching Session (a $100 value) at no additional cost. You set the agenda. We clear up the “fuzzy bits,” you test with confidence – and PASS!

Start your course now: CLICK HERE[/mpc_textblock]

Series 65: Uniform Investment Adviser Law Examination

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[mpc_textblock content_width=”100″ font_preset=”mpc_preset_103″ font_color=”#0c0c0c”]This exam is required for candidates who want to work for an Investment Advisor firm as an Investment Adviser Representative. Be sure to check with your firm to be sure this is the right exam! There is currently no prerequisite to take this exam. However, this exam tests material covered in Series 6 (or Series 7), so we recommend that candidates pass their Series 6 or Series 7 exam first. Candidates must be sponsored by a FINRA member firm.

This is a NASAA exam and has 130 questions of which 72 percent (94) must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate. The candidate has 180 minutes to complete the exam.

Adviser Test Prep’s video course is READY NOW! Click Here to start now.

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GET SERIES 65 NOW

Series 66: Uniform Combined State Law Examination

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There is currently no prerequisite to take this exam. However, this exam tests material covered in Series 6 (or Series 7), so we recommend that candidates pass their Series 6 or Series 7 exam first. Candidates must be sponsored by a FINRA member firm.

This is a NASAA exam and has 100 questions of which 73 percent (73) must be answered correctly to pass. There are also 10 questions that are “pre-test” questions that do not count for or against the candidate. The candidate has 150 minutes to complete the exam.

Adviser Test Prep’s video course is READY NOW! Click Here to start. Do not underestimate the challenge of this exam. You will need an Exam Review Study Guide and a Quiz Bank.

Start your Online/On-Demand/Mobile-Friendly Course now: CLICK HERE

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GET SERIES 66 NOW

[mpc_testimonial background_color=”rgba(226,226,226,0.83)” author_font_preset=”preset_0″ author_font_color=”#efefef” author=”Super Student 1″ url_font_preset=”preset_0″ testimonial_font_preset=”preset_0″ animation_in_type=”transition.perspectiveRightIn” animation_in_offset=”100″ animation_in_duration=”300″ animation_in_delay=”0″]“Easy to understand.” Renee Baker, Omaha NE[/mpc_testimonial]